-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GuuVBVUjKjPqmzXK9HQa8UmEWcUWfCLEHOLN9FzCzXMUy6+4Cv/V4fUK2qlKbwO5 JKKCwUpHtwxwaUm/uxkxeA== 0000873717-98-000025.txt : 19981208 0000873717-98-000025.hdr.sgml : 19981208 ACCESSION NUMBER: 0000873717-98-000025 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WAXMAN INDUSTRIES INC CENTRAL INDEX KEY: 0000105096 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-HARDWARE & PLUMBING & HEATING EQUIPMENT & SUPPLIES [5070] IRS NUMBER: 340899894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-10603 FILM NUMBER: 98764618 BUSINESS ADDRESS: STREET 1: 24460 AURORA RD CITY: BEDFORD HEIGHTS STATE: OH ZIP: 44146 BUSINESS PHONE: 2164391830 MAIL ADDRESS: STREET 1: 24460 AURORA ROAD CITY: BEDFORD HEIGHTS STATE: OH ZIP: 44146 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITCHELL THOMAS S CENTRAL INDEX KEY: 0001059764 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PO BOX 31 CITY: LAKE PLACID STATE: NY ZIP: 12946-0031 BUSINESS PHONE: 5185233261 MAIL ADDRESS: STREET 1: PO BOX 31 CITY: LAKE PLACID STATE: NY ZIP: 12946-0031 SC 13D/A 1 SCHEDULE 13D NAME OF ISSUER: WAXMAN INDUSTRIES, INC. TITLE OF CLASS OF SECURITIES: COMMON STOCK CUSIP NUMBER: 9436710 NAME, ADDRESS AND TELEPHONE NO: MARK WESTER, 24460 AURORA BLVD., BEDFORD HEIGHTS, OH 44146 PH: 216-439-1830 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: 11/30/98 1. NAME OF REPORTING PERSONS: IRS: ID NOS. OF ABOVE PERSON: THOMAS S. MITCHELL 2. CHECK BOX IF A MEMBER OF A GROUP (B) x 3. SEC use only 4. Source of Funds PF 5. Check if Disclosure of Legal Proceedings is Require Pursuant to Items 2(d) or 2 (e) not sure - no proceedings. 6. Citizenship or Place of Organization - Thomas S. Mitchell-U.S. Citizen 7. Sole Voting Power - Thomas S. Mitchell- 1,500 8. Shared Voting Power - 9. Sole Dispositive Power - Thomas S. Mitchell - 1,500 10. Shared Dispositive Power 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,500 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares 13. Percent of Class Represented by Amount in Row (11) 0.00015% 14. Type of Reporting Person Thomas S. Mitchell - IN CUSIP NO: 94356710 SCHEDULE 13D ITEM #1- WAXMAN INDUSTRIES, INC. ITEM #2-a- THOMAS S. MITCHELL b- 101 Victor Herbert Road POB 31 Lake Placid, NY 12946 C- Investment Advisor D- During the last five years, Thomas S. Mitchell has not been convicted in a criminal proceeding . E- During the last five years, Thomas S. Mitchell was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. F- U.S.A. ITEM #3- Cash in personal accounts ITEM #4- For Investment Purposes only. ITEM #5a- 1,500 / 9,909,026 = 0.00015% b-Thomas S. Mitchell-sole dispositive power and sole voting power c- This statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities. d-not applicable e-not applicable ITEM #6- not applicable ITEM #7-not applicable After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 02, 1998 Signature: Thomas S. Mitchell -----END PRIVACY-ENHANCED MESSAGE-----